Securities and Exchange Commission Compliance

Registration Statements, Form S-1, Form 10, F-1 and 20-F

Sarbanes-Oxley Act of 2002 Compliance

Compliance and legal consulting services with and industry expert.

Mergers, Reverse Mergers and Acquistions

Experienced industry leader guides the process to completion.

Listing application services for Major and OTC Exchanges

Legal services in all areas of FINRA and Exchange compliances.

Offering a Broad Range of Corporate and Securities Law Services

Over 30 years of corporate and securities law practice representing a broad range of clients worldwide.

When Experience Counts

We offer our diverse group of clients experience in all types of Corporate and Securities Laws. All stage of development, from seasoned operating companies to start-up or companies, benefit from expertise in securities law, corporate law, contractual law and cross boarder transactions.

Major Exchange and OTC Market Listing Applications

Experts in filings new application with all U.S. Exchanges, NYSE, OTC Markets, OTCBB and Pink Sheets.

FINRA Filings and Process

Experience in representing companies seeking FINRA approval for initial 15c2-11 filings, and corporate actions, including name and symbol changes, corporate restructurings and change of control transactions along with all other areas of FINRA jurisdiction.

Corporate Finance Transaction

Our firm performs a wide range of complex financial transaction and structuring customized for each of our clients specific needs.

Mergers, Reverse Mergers and Acquisitions

Experience in mergers, reverse mergers and acquisitions specifically designed for your company’s requirements.

Sarbanes – Oxley Compliance

Our firms experience and knowledge helps assure compliance with complex laws such as Sarbanes - Oxley legislation.

Responding to SEC Comment Letters

Responding to regulatory compliance is often the time when our experience and positive relationship with regulators matters most.

Quarterly, Annual and Periodic Filings

We provide fast, effective, and efficient processing of your company’s regular filings with the Securities and Exchange Commission.

Registration Statements

Our expertise helps companies seeking public market access as well as companies already public with filings of Form S-1, Form 10, Form F-1 and Form 20-F.

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