Registration Statements
Our expertise helps companies seeking public market access as well as companies already public with filings of Form S-1, Form 10, Form F-1 and Form 20-F.
FINRA Filings and Process
Experience in representing companies seeking FINRA approval for initial 15c2-11 filings, and corporate actions, including name and symbol changes, corporate restructurings and change of control transactions along with all other areas of FINRA jurisdiction.
Corporate Finance Transaction
Our firm performs a wide range of complex financial transaction and structuring customized for each of our clients specific needs.
Mergers, Reverse Mergers and Acquisitions
Experience in mergers, reverse mergers and acquisitions specifically designed for your company’s requirements.
Sarbanes – Oxley Compliance
Our firms experience and knowledge helps assure compliance with complex laws such as Sarbanes - Oxley legislation.
Responding to SEC Comment Letters
Responding to regulatory compliance is often the time when our experience and positive relationship with regulators matters most.